Reviewing every new subscription document, checking your restricted names for news, prepping the next 13D/13G or 45-106 filing — Schedule1 takes the recurring compliance work off your team's desk.
Every compliance officer knows the drill: the difficulty sits in data that is scattered across sources, formats that are unforgiving, and a single error that means starting the whole thing over.
The same work, every cycle. Every closing brings the same document review, every quarter brings the same filings, and every day brings the same names to check.
Errors that cost you. A wrong field, a missing entry, an inconsistent record. Each one a potential rejection, delay, or compliance gap.
No audit trail. A patchwork of Excel files, email threads, and manual review with no systematic compliance record.
Work that can't scale. Every new client, new quarter, or new requirement means more manual hours without more leverage.
Drop in the documents from a closing, or name the companies and positions you need watched, and Schedule1 takes it from there.
PDF · XLSX · TickersEvery page of every agreement, every filing on every name you watch, every share count at the source it came from.
Continuous · On uploadErrors with the page they appear on, announcements as they land, filing-ready output with an audit log behind every action.
Alerts · Exports · Audit logSchedule1 is built for compliance and IR teams. If your work involves regulators, investors, and filing deadlines, it's built for you.
Each one takes a recurring job off the calendar. Together they cover the work that repeats from the raise through to the positions you hold.
A 13D/13G threshold and a 45-106 report both start with data sitting in documents and filings somebody has to read. Schedule1 automates the systematic parts of getting from those sources to a filing you can submit.
Beneficial ownership45-106 prepNew investor onboarding involves checking documents, running AML and sanctions screening, validating suitability, and maintaining structured records. Schedule1 automates the systematic parts so your team focuses on the judgment calls.
Subscription agreement reviewRestricted names and disclosed positions both need somebody checking them, and the checking runs every day regardless. Schedule1 watches the filings and the wires and tells your team when something lands.
Restricted list monitoringBeneficial ownershipThe manual work on our 45-106 filings was a real operational bottleneck every quarter. Schedule1 cut our preparation time dramatically and gave us compliance assurance that the output was formatted correctly.
Tracking beneficial ownership used to mean going through financial statements manually every quarter and rebuilding our warrant blocker calculations from scratch each time. Schedule1 automated the whole process. We know exactly where we stand on our 13G positions without the quarterly scramble.
We're building for compliance and IR teams who are ready to stop doing this work by hand.